Qin Shi Huang (, ; February 25912 July 210 BC) was the founder of the Qin dynasty and the first emperor of China. Rather than maintain the title of "Chinese king" ( 王) borne by the previous Shang dynasty and Zhou dynasty rulers, he assumed the invented title of "emperor" ( 皇帝), which would see continuous use by monarchs in China for the next two millennia.
Born in Handan, the capital of Zhao, as Ying Zheng (嬴政) or Zhao Zheng (趙政), his parents were King Zhuangxiang of Qin and Lady Zhao. The wealthy merchant Lü Buwei assisted him in succeeding his father as the king of Qin, after which he became King Zheng of Qin (秦王政). By 221 BC, he had conquered all the other warring states and unified all of China, and he ascended the throne as China's first emperor. During his reign, his generals greatly expanded the size of the Chinese state: campaigns south of Chu permanently added the Baiyue lands of Hunan and Guangdong to the Sinosphere, and campaigns in Inner Asia conquered the Ordos Plateau from the nomadic Xiongnu, although the Xiongnu later rallied under Modu Chanyu.
Qin Shi Huang also worked with his minister Li Si to enact major economic and political reforms aimed at the standardization of the diverse practices among earlier Chinese states. He is traditionally said to have banned and burned many books and executed scholars. His public works projects included the incorporation of diverse state walls into a single Great Wall of China and a massive new national road system, as well as his city-sized mausoleum guarded by a life-sized Terracotta Army. He ruled until his death in 210 BC, during his fifth tour of eastern China.
Qin Shi Huang has often been portrayed as a tyrant and strict Legalist—characterizations that stem partly from the scathing assessments made during the Han dynasty that succeeded the Qin. Since the mid-20th century, scholars have begun questioning this evaluation, inciting considerable discussion on the actual nature of his policies and reforms. According to the sinologist Michael Loewe "few would contest the view that the achievements of his reign have exercised a paramount influence on the whole of China's subsequent history, marking the start of an epoch that closed in 1911."
The rulers of the state of Qin had styled themselves Chinese king from the time of King Huiwen in 325 BC. Upon his ascension, Zheng became known as the King of Qin
Following the surrender of Qi in 221 BC, King Zheng reunited all of the lands of the former Kingdom of Zhou. Rather than maintain his rank as king, however,Wilkinson, Endymion. Chinese History: A Manual, pp. 108 ff . Harvard University Press (Cambridge, MA), 2000. . Accessed 26 December 2013. he created a new title of (Chinese emperor) for himself. This new title combined two titles— of the mythical Three Sovereigns (, ) and the dì of the legendary Five Emperors (, Wŭ Dì) of Chinese prehistory.Luo Zhewen & al. The Great Wall, p. 23. McGraw-Hill, 1981. . The title was intended to appropriate some of the prestige of the Yellow Emperor,Fowler, Jeaneane D. An Introduction to the Philosophy and Religion of Taoism: Pathways to Immortality, p. 132. Sussex Academic Press, 2005. . whose cult was popular in the later Warring States period and who was considered to be a founder of the Chinese people. King Zheng chose the new regnal name of First Emperor ( Shǐ Huángdì, Wade-Giles Shih Huang-ti) Sima. Shiji, "§5:. Hosted at Chinese, 2012. Accessed 27 December 2013. on the understanding that his successors would be successively titled the "Second Emperor", "Third Emperor", and so on through the generations. (In fact, the scheme lasted only as long as his immediate heir, the Second Emperor.)Hardy, Grant & al. The Establishment of the Han Empire and Imperial China, p. 10. Greenwood, 2005. . The new title carried religious overtones. For that reason, starting with Peter A. Boodberg or Edward H. SchaferMajor, John. Heaven and Earth in Early Han Thought: Chapters Three, Four, and Five of the Huainanzi, p. 18 . SUNY Press (New York), 1993. Accessed 26 December 2013.—sometimes translate it as "thearch" and the First Emperor as the First Thearch.Kern, Martin. "The stele inscriptions of Ch'in Shih-huang: text and ritual in early Chinese imperial representation". American Oriental Society, 2000.
The First Emperor intended that his realm would remain intact through the ages but, following its overthrow and replacement by Han dynasty after his death, it became customary to prefix his title with Qin. Thus:
As early as Sima Qian, it was common to shorten the resulting four-character Qin Shi Huangdi to , Sima. Shiji, "§6:. Hosted at Chinese, 2012. Accessed 27 December 2013. variously transcribed as Qin Shihuang or Qin Shi Huang.
Following his elevation as emperor, both Zheng's personal name 政 and possibly its homophone 正 became name taboo. The First Emperor also arrogated the first-person pronoun 朕 for his exclusive use, and in 212 BC began calling himself The Immortal Others were to address him as "Your Majesty" in person and "Your Highness" (上) in writing.
However, the Shiji also claimed that the first emperor was not the actual son of Prince Yiren but that of Lü Buwei.Huang, Ray. China: A Macro History Edition: 2, revised. (1987). M. E. Sharpe. . p. 32. According to this account, when Lü Buwei introduced the dancing girl to the prince, she was Lü Buwei's concubine and had already become pregnant by him, and the baby was born after an unusually long period of pregnancy. According to translations of the Lüshi Chunqiu, Zhao Ji gave birth to the future emperor in the city of Handan in 259 BC, the first month of the 48th year of King Zhaoxiang of Qin.Lü, Buwei. Translated by Knoblock, John. Riegel, Jeffrey. The Annals of Lü Buwei: Lü Shi Chun Qiu : a Complete Translation and Study. (2000). Stanford University Press. .
The idea that the emperor was an illegitimate child, widely believed throughout Chinese history, contributed to the generally negative view of the First Emperor. However, a number of modern scholars have doubted this account of his birth. Sinologist Derk Bodde wrote: "There is good reason for believing that the sentence describing this unusual pregnancy is an interpolation added to the Shiji by an unknown person to slander the First Emperor and indicate his political as well as natal illegitimacy". John Knoblock and Jeffrey Riegel, in their translation of Lü Buwei's Lüshi Chunqiu, call the story "patently false, meant both to libel Lü and to cast aspersions on the First Emperor". p. 9 Claiming Lü Buwei—a merchant—as the First Emperor's biological father was meant to be especially disparaging, since later Confucian society regarded merchants as the Four occupations.
Zhao Chengjiao, the Lord Chang'an (长安君),司馬遷《史記·卷043·趙世家》:(赵悼襄王)六年,封长安君以饶。 was Zhao Zheng's legitimate half-brother, by the same father but from a different mother. After Zhao Zheng inherited the throne, Chengjiao rebelled at Tunliu and surrendered to the state of Zhao. Chengjiao's remaining retainers and families were executed by Zhao Zheng. Shiji Chapter – Qin Shi Huang: 八年,王弟长安君成蟜将军击赵,反,死屯留,军吏皆斩死,迁其 民於临洮。将军壁死,卒屯留、蒲鶮反,戮其尸。河鱼大上,轻车重马东就食。 《史记 秦始皇》
A price of 1 million copper coins was placed on Lao Ai's head if he was taken alive or half a million if dead. Lao Ai's supporters were captured and beheaded; then Lao Ai was tied up and torn to five pieces by horse carriages, while his entire family was executed to the third degree. The two hidden sons were also killed, while the mother Zhao Ji was placed under house arrest until her death many years later. Lü Buwei drank a cup of poisoned wine and committed suicide in 235 BC. Ying Zheng then assumed full power as the King of the Qin state. Replacing Lü Buwei, Li Si became the new chancellor.
The assassins gained access to King Zheng by pretending a diplomatic gifting of goodwill: a map of Dukang and the severed head of Fan Wuji. Qin Wuyang stepped forward first to present the map case but was overcome by fear. Jing Ke then advanced with both gifts, while explaining that his partner was trembling because "he had never set eyes on the Son of Heaven". When the dagger unrolled from the map, the king leapt to his feet and struggled to draw his swordnone of his courtiers were allowed to carry arms in his presence. Jing stabbed at the king but missed, and King Zheng slashed Jing's thigh. In desperation, Jing Ke threw the dagger but missed again. He surrendered after a brief fight in which he was further injured. The Yan state was conquered in its entirety five years later.
The state of Han, the weakest of the Warring States, was the first to fall in 230 BC. In 229, Qin armies invaded Zhao, which had been severely weakened by natural disasters, and captured the capital of Handan in 228. Prince Jia of Zhao managed to escape with the remnants of the Zhao army and established the short-lived state of Dai, proclaiming himself king.
In 227 BC, fearing a Qin invasion, Crown Prince Dan of Yan ordered a failed assassination attempt on King Zheng. This provided casus belli for Zheng to invade Yan in 226, capturing the capital of Ji (modern Beijing) that same year. The remnants of the Yan army, along with King Xi of Yan, were able to retreat to the Liaodong Peninsula.
After Qin besieged and flooded their capital of Daliang, the state of Wei surrendered in 225 BC. Around this time, as a precautionary measure, Qin seized ten cities from Chu, the largest and most powerful of the other Warring States. In 224, Qin launched a full-scale invasion of Chu, capturing the capital of Shouchun in 223. In 222, Qin armies extinguished the last Yan remnants in Liaodong and the Zhao rump state of Dai. In 221, Qin armies invaded the state of Qi and captured King Jian of Qi without much resistance, bringing an end to the Warring States period.
By 221 BC, all Chinese lands had been unified under the Qin. To elevate himself above the feudal Zhou kings, King Zheng proclaimed himself the First Emperor, creating the title which would be used as the title of the Chinese sovereign for the next two millennia. Qin Shi Huang also ordered the Heshibi to be crafted into the Heirloom Seal of the Realm, which would serve as a physical symbol of the Mandate of Heaven, and would be passed from emperor to emperor until its loss in the 10th century.
During 215 BC, in an attempt to expand Qin territory, Qin Shi Huang ordered military campaigns against the Xiongnu nomads in the North. Led by General Meng Tian, Qin armies successfully routed the Xiongnu from the Ordos Plateau, setting the ancient foundations for the construction of the Great Wall of China. In the South, Qin Shi Huang also ordered several military campaigns against the Yue tribes, which annexed various regions in modern Guangdong and Vietnam.Haw, Stephen G. (2007). Beijing a Concise History. Routledge. . pp. 22–23.
Beginning in 213 BC, at the instigation of Li Si and to avoid scholars' comparisons of his reign with the past, Qin Shi Huang ordered most existing books to be burned, with the exception of those on astrology, agriculture, medicine, divination, and the history of the state of Qin.Li-Hsiang Lisa Rosenlee. Ames, Roger T. (2006). Confucianism and Women: A Philosophical Interpretation. SUNY Press. . p. 25. This would also serve to further the ongoing reformation of the writing system by removing examples of obsolete scripts. Owning the Classic of Poetry or the Book of Documents was to be punished especially severely. According to the later Shiji, the following year Qin Shi Huang had some 460 scholars buried alive for possessing the forbidden books. The emperor's oldest son Fusu criticized him for this act.Twitchett, Denis. Fairbank, John King. Loewe, Michael. The Cambridge History of China: The Ch'in and Han Empires 221 B.C.–A.D. 220. Edition: 3. Cambridge University Press, 1986. . p. 71. The emperor's own library did retain copies of the forbidden books, but most of these were destroyed when Xiang Yu burned the palaces of Xianyang in 206 BC.
Recent research suggests that this "burying Confucian scholars alive" is a Confucian martyrs' legend. More probably, the emperor ordered the execution of a group of alchemists who had deceived him. In the subsequent Han dynasty, the Confucian scholars, who had served the Qin loyally, used this incident to distance themselves from the failed regime. Kong Anguo (), a descendant of Confucius, described the alchemists as Confucianists and entwined the martyrs' legend with his story of discovering the lost Confucian books behind a demolished wall in his ancestral house.Neininger, Ulrich, Burying the Scholars Alive: On the Origin of a Confucian Martyrs' Legend, Nation and Mythology (in East Asian Civilizations. New Attempts at Understanding Traditions), vol. 2, 1983, eds. Wolfram Eberhard et al., pp. 121–36. . http://www.ulrichneininger.de/?p=461
Qin Shi Huang also followed the theory of the five elements: fire, water, earth, wood, and metal. It was believed that the royal house of the previous Zhou dynasty had ruled by the power of fire, associated with the colour red. The new Qin dynasty must be ruled by the next element on the list, which is water, Zhao Zheng's birth element. Water was represented by the colour black, and black became the preferred colour for Qin garments, flags, and pennants. Other associations include north as the cardinal direction, the winter season and the number six.Murowchick, Robert E. (1994). China: Ancient Culture, Modern Land. University of Oklahoma Press, 1994. . p. 105. Tallies and official hats were long, carriages wide, one pace () was .
However, to defend against the northern Xiongnu nomads, who had beaten back repeated campaigns against them, he ordered new walls to connect the fortifications along the empire's northern frontier. Hundreds of thousands of workers were mobilized, and an unknown number died, to build this precursor to the current Great Wall of China.Evans, Thammy (2006). Great Wall of China: Beijing & Northern China. Bradt Travel Guide. Bradt Travel Guides. p. 3. "Defense and Cost of The Great Wall" . Paul and Bernice Noll's Window on the World. p. 3. Retrieved 26 July 2011. Transporting building materials was difficult, so builders always tried to use local materials: rock over mountain ranges, rammed earth over the plains. "Build and move on" was a guiding principle, implying that the Wall was not a permanently fixed border.Burbank, Jane; Cooper, Frederick (2010). Empires in World History: Power and the Politics of Difference. Princeton, New Jersey: Princeton University Press. p. 45. There are no surviving records specifying the length and course of the Qin walls, which have largely eroded away over the centuries.
In one case he sent Xu Fu, a Zhifu islander, with ships carrying hundreds of young men and women in search of the mystical Mount Penglai. They sought Anqi Sheng, a thousand-year-old magician who had supposedly invited Qin Shi Huang during a chance meeting during his travels.Fabrizio Pregadio. The Encyclopedia of Taoism. London: Routledge, 2008: 199 The expedition never returned, perhaps for fear of the consequences of failure. Legends claim that they reached Japan and colonized it.
It is also possible that the Emperor's book burning, which exempted alchemical works, could be seen as an attempt to focus the minds of the best scholars on the Emperor's quest. Some of those buried alive were alchemists, and this could have been a means of testing their death-defying abilities.
The emperor built a system of tunnels and passageways to each of his over 200 palaces, because travelling unseen would supposedly keep him safe from evil spirits.
During his fifth tour of eastern China, the Emperor became seriously ill in Pingyuanjin (Pingyuan County, Shandong), and died in July or August of 210 BC, at the palace in Shaqiu prefecture, about two months travel from Xianyang,Xinhuanet.com. " " 中國考古簡訊:秦始皇去世地沙丘平臺遺跡尚存. Xinhuanet. Retrieved on 28 January 2009. at the age of 49.
The cause of Qin Shi Huang's death remains unknown, though he had been worn down by his many years of rule. One hypothesis holds that he was poisoned by an elixir containing mercury, given to him by his court alchemists and physicians in his quest for immortality.
After they reached Xianyang, the death of the Emperor was announced. Qin Shi Huang had not liked to talk about his death and had never written a will.Tung, Douglas S. Tung, Kenneth. (2003). More Than 36 Stratagems: A Systematic Classification Based On Basic Behaviours. Trafford Publishing. . Although his eldest son Fusu was first in line to succeed him as emperor, Li Si and the chief eunuch Zhao Gao conspired to kill Fusu, who was in league with their enemy, general Meng Tian. Meng Tian's brother Meng Yi, a senior minister, had once punished Zhao Gao. Li Si and Zhao Gao forged a letter from Qin Shi Huang commanding Fusu and General Meng to commit suicide. The plan worked, and the younger son Hu Hai started his brief reign as the Second Emperor, later known as Qin Er Shi or "Second Generation Qin".
Qin Shi Huang had about 50 children (about 30 sons and 15 daughters), but most of their names are unknown. He had numerous Concubinage but appeared to have never named an empress.张文立:《秦始皇帝评传》,陕西人民教育出版社,1996,第325~326页。
One of the first projects which the young king accomplished while he was alive was the construction of his own tomb. In 215 BC Qin Shi Huang ordered General Meng Tian to begin its construction with the assistance of 300,000 men. Other sources suggest that he ordered 720,000 unpaid laborers to build his tomb according to his specifications. Again, given John Man's observation regarding populations at the time (see paragraph above), these historical estimates are debatable. The main tomb (located at ) containing the emperor has yet to be opened and evidence suggests that it remains relatively intact. Sima Qian's description of the tomb includes replicas of palaces and scenic towers, "rare utensils and wonderful objects", 100 rivers made with mercury, representations of "the heavenly bodies", and crossbows rigged to shoot anyone who tried to break in.Man, John. The Terracotta Army, Bantam 2007 p. 170. . The tomb was built at the foot of Mount Li, 30 kilometers away from Xi'an. Modern archaeologists have located the tomb, and have inserted probes deep into it. The probes revealed abnormally high quantities of mercury, some 100 times the naturally occurring rate, suggesting that some parts of the legend are credible. Secrets were maintained, as most of the workmen who built the tomb were killed.Leffman, David. Lewis, Simon. Atiyah, Jeremy. Meyer, Mike. Lunt, Susie. (2003). China. Edition: 3, illustrated. Rough Guides publishing. . p. 290.
The famous Han poet and statesman Jia Yi concluded his essay The Faults of Qin (過秦論, Guò Qín Lùn) with what was to become the standard Confucian judgment of the reasons for Qin's collapse. Jia Yi's essay, admired as a masterpiece of rhetoric and reasoning, was copied into two great Han histories and has had a far-reaching influence on Chinese political thought as a classic illustration of Confucian theory.Loewe, Michael. Twitchett, Denis. (1986). The Cambridge History of China: Volume I: the Ch'in and Han Empires, 221 B.C. – A.D. 220. Cambridge University Press. . He attributed Qin's disintegration to its internal failures.Julia Lovell, (2006). The Great Wall: China Against the World, 1000 BC–AD 2000. Grove Press. . p. 65. Jia Yi wrote that:
In the modern period, assessments began to emerge that differed from those of traditional historiography. The reassessment was spurred on by the weakness of China in the latter half of the 19th century and early 20th century. At that time, some began to regard Confucian traditions as an impediment to China's entry into the modern world, opening the way for changing perspectives.
At a time when foreign nations encroached upon Chinese territory, leading Kuomintang historian Xiao Yishan emphasized the role of Qin Shi Huang in repulsing the northern barbarians, particularly in the construction of the Great Wall.
Another historian, Ma Feibai (馬非百), published in 1941 a full-length revisionist biography of the First Emperor entitled Qín Shǐ Huángdì Zhuàn (秦始皇帝傳), calling him "one of the great heroes of Chinese history". Ma compared him with the contemporary leader Chiang Kai-shek and saw many parallels in the careers and policies of the two men, both of whom he admired. Chiang's Northern Expedition of the late 1920s, which directly preceded the new Nationalist government at Nanjing was compared to the unification brought about by Qin Shi Huang.
With the advent of the Chinese Communist Revolution and the establishment of a new, revolutionary regime in 1949, another re-evaluation of the First Emperor emerged as a Marxist critique. This new interpretation of Qin Shi Huang was generally a combination of traditional and modern views, but essentially critical. This is exemplified in the Complete History of China, which was compiled in September 1955 as an official survey of Chinese history. The work described the First Emperor's major steps toward unification and standardisation as corresponding to the interests of the ruling group and the merchant class, not of the nation or the people, and the subsequent fall of his dynasty as a manifestation of the class struggle. The perennial debate about the fall of the Qin dynasty was also explained in Marxist terms, the peasant rebellions being a revolt against oppression—a revolt which undermined the dynasty, but which was bound to fail because of a compromise with "landlord class elements".
On hearing he'd been compared to the First Emperor for his persecution of intellectuals, Mao Zedong reportedly boasted in 1958:
Since 1972, however, a radically different official view of Qin Shi Huang in accordance with Maoist thought has been given prominence throughout China. Hong Shidi's biography Qin Shi Huang initiated the re-evaluation. The work was published by the state press as a mass popular history, and it sold 1.85 million copies within two years. In the new era, Qin Shi Huang was seen as a far-sighted ruler who destroyed the forces of division and established the first unified, centralized state in Chinese history by rejecting the past. Personal attributes, such as his quest for immortality, so emphasized in traditional historiography, were scarcely mentioned. The new evaluations described approvingly how, in his time (an era of great political and social change), he had no compunctions against using violent methods to crush counter-revolutionaries, such as the "industrial and commercial slave owner" chancellor Lü Buwei. However, he was criticized for not being as thorough as he should have been, and as a result, after his death, hidden subversives under the leadership of the chief eunuch Zhao Gao were able to seize power and use it to restore the old feudal order.
To round out this re-evaluation, Luo Siding put forward a new interpretation of the precipitous collapse of the Qin dynasty in an article entitled "On the Class Struggle During the Period Between Qin and Han" in a 1974 issue of Red Flag, to replace the old explanation. The new theory claimed that the cause of the fall of Qin lay in the lack of thoroughness of Qin Shi Huang's "dictatorship over the reactionaries, even to the extent of permitting them to worm their way into organs of political authority and usurp important posts."
Birth and parentage
Reign as King of Qin
Regency
Lao Ai's attempted coup
First assassination attempt
Second assassination attempt
Unification of China
Reign as Emperor of Qin
Administrative reforms
Economic reforms
Monumental statuary
"He collected the weapons of All-Under-Heaven in Xianyang, and cast them into twelve bronze figures of the type of bell stands, each 1000 dan about in weight, and displayed them in the palace. He unified the law, weights and measurements, standardized the axle width of carriages, and standardized the writing system."
Quoted after unifying the country in 221 BC, Qin Shuhuang confiscated all the bronze weapons of the conquered countries, and cast them into twelve monumental statues, the Twelve Metal Colossi, which he used to adorn his Palace. Each statue was said to be 5 zhang 11.5 in height, and weighing about 1000 dan about. Sima Qian considered this as one of the great achievements of the Emperor, on a par with the "unification of the law, weights and measurements, standardization of the axle width of carriages, and standardization of the writing system". During 600 years, the statues were commented upon and moved around from palace to palace, until they were finally destroyed in the 4th century AD, but no illustration has remained.
Philosophy
Third assassination attempt
Public works
Great Wall
Lingqu Canal
Elixir of life
Final years
Death
Succession
Family
Legacy
Mausoleum and Terracotta Army
Reputation and assessment
Depictions in popular media
Notes
Bibliography
Early
Modern
Books
Articles
Further reading
External links
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